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Vanguard to Pay $106 Million in Restitution

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

The New York Times · 1d

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

planadviser.com · 23h

SEC Fines Vanguard for Misleading Retail Target Date Fund Investors

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences associated with a change in investment minimums.

1don MSN

Vanguard to pay $106M to settle SEC charges over TRF disclosure violations

The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...

Pensions&Investments1d

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

shorenewsnetwork1h

State Securities Regulators Reach Settlement with Vanguard

State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

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Vanguard to Pay $106 Million in Restitution

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