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Vanguard, SEC
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.
Vanguard will pay $106 million over 'misleading statements' about retirement funds
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading statements” connected to its target retirement funds that resulted in higher taxes for retail investors,
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for allegedly misleading statements related to capital gains distributions and tax consequences for retail investors who held Vanguard Investor Target Retirement Funds in taxable accounts,
SEC, Genesis and Digital Currency Group
Digital Currency Group, former Genesis CEO to pay $38.5 million over SEC charges
The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct subsidiary Genesis Global Capital LLC have agreed to pay a combined $38.5 million in civil penalties to settle charges they misled investors about Genesis's financial condition.
DCG, Former Genesis CEO to Pay SEC $38.5M to Settle Securities Fraud Charges
The charges stem from DCG and Genesis’ response to the 2022 collapse of crypto hedge fund Three Arrows Capital.
Crypto firm Digital Currency Group to pay SEC $38.5 million for misleading investors
Digital Currency Group, the crypto firm founded by Barry Silbert, is paying the SEC $38.5 million for misleading investors.
28m
on MSN
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
1h
Vanderbilt's Brodie Johnston projected SEC Freshman of the Year by Baseball America
Baseball America predicted Brodie Johnston to win SEC Freshman of the Year in its preseason award predictions.
1h
‘Difficult for a lot of people’ but ‘a wise decision’: Fmr. DHS Sec. on Trump’s inauguration inside
Former Secretary of Homeland Security Jeh Johnson joins Andrea Mitchell to highlight the record-breaking cold forecast for ...
3h
Vanguard to pay $106.4 mln to settle US SEC charges, regulator says
The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over ...
1h
DCG Pays $38 Million Fine to Settle SEC Investigation
Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...
2d
SEC sues Elon Musk, accusing him of withholding info that cost Twitter investors millions
The SEC has sued billionaire X owner Elon Musk, alleging he failed to disclose his ownership of Twitter stock in a timely ...
6h
Tennessee basketball at Auburn gets ESPN's 'College GameDay' for SEC showdown
ESPN announced Friday that "College GameDay" will be on hand when Tennessee basketball plays at Auburn on Jan. 25.
2d
on MSN
SEC sues Elon Musk, saying he didn’t disclose Twitter ownership on time before buying it
The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...
4h
Most Valuable College Athletic Programs: Oregon Ducks Worth $780 Million, SEC Dominates
According to a report form CNBC, the Oregon Ducks ranks as the No. 17 valuable college athletic program in the country. The ...
2d
on MSN
Elon Musk underpaid Twitter acquisition by $150M by not disclosing stake, SEC alleges
The SEC sued Elon Musk in federal court on Tuesday for allegedly misleading shareholders when he bought hundreds of millions ...
3h
on MSN
Women's Bracketology: Big Ten, SEC combine for 22 teams in field with conferences off to record-setting pace
Back in November, we discussed how conference realignment and the Pac-12's fall could lead to conferences like the Big Ten ...
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