Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...

Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.