Bunq Tuesday announced it applied for a broker-dealer license with FINRA and the SEC and had a 65% increase in year-over-year ...

The Dutch online bank Bunq wants to accelerate its efforts to become involved in the U.S. market. The bank of founder and CEO ...

Edgar Peralta, a former insurance broker has been put behind bars for selling policies to customers despite having his license revoked.

Abu Dhabi: The Central Bank of the UAE (CBUAE) has revoked the Dubai-based Dynamics Insurance Brokers license after an ...

Dutch digital bank Bunq said Tuesday that it's applied for a broker-dealer license, in an initial step toward securing a full banking license.

The North Dakota Department of Financial Institutions (DFI) has issued a cease and desist order against Banker Healthcare ...

The lawsuit alleges that CrowdStreet operated as an unregistered broker-dealer before obtaining a FINRA license in 2023, violating securities laws. CrowdStreet faces additional legal challenges ...

Kraken has announced its expansion into traditional finance with the launch of commission-free stock and ETF trading in the United States.

I AM INTRODUCING A HOME RULE PETITION AT THE NEXT SALEM CITY COUNCIL MEETING TO END FORCED BROKER FEES ... WHICH WOULD REMOVE THE ONLY PROFESSIONAL LICENSE IN FAIR HOUSING TO THE TRANSACTION.

Federal attorneys asked the an appeals court to pause a ruling ordering the administration to “facilitate and effectuate” ...